MIC Compliance

InvestRight.org -You can find more investor information on the BCSC’s investor education website

Dolphin Enterprises, Jakab Law and Veronica Law Corporation pleased to offer an important information session for new Compliance Regulations for B.C. MICs

Video of complete live Compliance seminar for MICs registration and compliance requirements.

More on the Client Relationship Model Phase 2 

For more information on Complaint requirements for MICs contact Jeff Levy

Contact Dolphin for a demo on these compliance reports [email protected]

The Capital Markets Compliance Toolkit provides registrants with easy access to frequently requested information about the rules and regulations that govern their day-to-day operations.

The compliance toolkit provides registrants with easy access to frequently requested information about the rules and regulations that govern their day-to-day operations. This is an initiative of the Capital Markets Regulation division to ensure that our registrants have the necessary tools for compliance.